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8 Jan 2016, 7:14 am
When an issuer files a registration statement on Form S-3, if eligible, the main reason it is usually shorter than an equivalent Form S-1 is that the filing “incorporates by reference” the issuer’s past Exchange Act filings (e.g., Forms 10-K and 10-Q). [read post]
1 May 2019, 3:05 am
For example, new Rule 12b-23(b) states, “In the financial statements, incorporating by reference, or cross-referencing to, information outside of the financial statements is not permitted unless otherwise specifically permitted or required by the Commission’s rules or by U.S. [read post]
9 Nov 2009, 8:49 pm
Johnson told investors that he was expecting to file 10-Q report by the deadline on Monday, November 9: Lastly, we expect to file our Form 10-Q for Q3, 2009 by next Monday and I encourage all of you to read it as well for additional information on our financial results. [read post]
16 Apr 2014, 7:55 am
The CFPB also includes a link to the Q&As about student loans that are part of the “ask cfpb” feature on the CFPB’s website. [read post]
28 Jan 2013, 9:46 am
Brokerage firms and financial professionals have a fiduciary duty to perform adequate due diligence on any investment they recommend. [read post]
19 Dec 2018, 6:06 am
Are there meaningful differences between the financial information typically provided in an earnings release and the financial information required by Form 10-Q? [read post]
6 Feb 2018, 1:42 pm
In the Q & A period, the rationale for the thresholds was discussed. [read post]
6 Feb 2018, 1:42 pm
In the Q & A period, the rationale for the thresholds was discussed. [read post]
10 Jul 2022, 2:00 am
Ans- There was no scheme for taxation of VDA for FY 21-22, because the scheme for taxation of VDA was only introduced in the Finance Bill, 2022 which govern the financial proposals for financial years 2022-2023. [read post]
30 Jun 2015, 12:20 pm
Q: What’s an advance directive? [read post]
21 Apr 2022, 9:01 pm
U.S. financial regulators have indicated that they are increasingly focused on incorporating climate risks into their regulatory and supervisory practices. [read post]
2 Apr 2020, 2:00 am
The post Q&A: Identity Theft Benefits More Relevant Than Ever appeared first on HR Daily Advisor. [read post]
10 May 2017, 8:04 am
If the proposal is adopted, the data tags will be embedded in companies’ Form 10-K and 10-Q filings, Deloitte explained, and financial statement users may not understand that the data tags are not subject to the same audit procedures as financial statements and other information that accompanies the financial statements. [read post]
10 May 2018, 9:26 pm
Q. [read post]
21 Jun 2020, 3:00 pm
[A]s our registrants and other market participants transition away from LIBOR as a widely used reference rate in a number of financial instruments to an alternative reference rate, OCIE will be reviewing firms’ preparations and disclosures regarding their readiness, particularly in relation to the transition’s effects on investors. [read post]
9 Apr 2012, 11:17 am
Consequently, nannies and other “domestic servants” in Wisconsin could face financial hardship or ruin from workplace injuries. [read post]
27 Jan 2020, 3:00 am
Item 303(a) requires that the registrant provide such information that it believes to be necessary to an understanding of its financial condition, changes in financial condition and results of operations. [read post]
26 Oct 2009, 3:49 pm
Byrne.Flawed financial reports incorporated in new registration statementEarlier today, Overstock.com filed a registration statement in connection with its 2005 Equity Incentive Plan. [read post]
2 Dec 2016, 7:39 am
Form 10-Q: The results of the 2016 United States presidential and congressional elections may create regulatory uncertainty for the wind energy sector and may materially harm our business, financial condition and results of operations. [read post]
21 Apr 2015, 4:07 am
Ever since I dealt with this in our “Q&A Forum” a few months ago (#8333), I’ve been meaning to blog about it. [read post]
